Cryptocurrency Fund 101: Fund Types and Compliance Operations

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The world of cryptocurrency funds has evolved rapidly over the past decade, becoming a critical bridge between traditional finance and decentralized digital assets. As institutional interest grows and regulatory frameworks mature, understanding the structure, strategies, and compliance requirements of crypto funds is essential for investors, asset managers, and financial professionals alike.

This comprehensive guide explores the classification of cryptocurrency funds, outlines key operational considerations, and highlights real-world examples of compliant fund structures across major jurisdictions.


From Traditional Funds to Cryptocurrency Funds

A fund, in broad terms, is a pooled investment vehicle managed by professionals to generate returns for investors. These can include mutual funds, pension funds, hedge funds, and venture capital funds—typically investing in equities, bonds, or private equity. The core principle remains consistent: professional management of capital to achieve superior risk-adjusted returns.

Cryptocurrency funds emerged around 2014 and have since grown into a multi-billion-dollar industry. By 2021, total assets under management (AUM) in crypto funds surpassed $62 billion, driven by the bull market and landmark developments such as the launch of the first U.S.-approved Bitcoin ETF.

While sharing structural similarities with traditional funds—such as investment mandates, fee models, and investor reporting—crypto funds differ significantly due to their unique asset class. They operate within a 24/7 global market, interact with both centralized exchanges (CeFi) and decentralized protocols (DeFi), and often employ complex trading strategies like arbitrage, yield farming, and algorithmic execution.

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These characteristics demand robust technological infrastructure for portfolio tracking, risk monitoring, valuation, and audit readiness—especially for regulated entities.


How Cryptocurrency Funds Are Classified

Crypto funds can be categorized along several dimensions: market focus, investment strategy, trading methodology, and capital source. Understanding these classifications helps investors align their risk appetite and return objectives with appropriate fund types.

By Market Focus: Primary vs. Secondary Market Funds

By Investment Strategy

This is the most telling classification for performance expectations:

By Trading Execution Method

By Capital Source


Real-World Examples of Compliant Crypto Funds

Regulatory clarity varies globally, but several jurisdictions offer viable pathways for compliant operations.

Offshore Private Fund: AnB Investment

Based in the Cayman Islands as a Segregated Portfolio Company (SPC), AnB runs two funds focused on quantitative and market-neutral strategies. With $50 million AUM and a minimum investment of $100,000, it charges a 2% management fee and 20% performance fee (high-water mark). The fund leverages APIs for multi-exchange trading and relies on third-party administrators for valuation and reporting.

Hong Kong Regulated Fund: Huobi Asset Management

Licensed under SFC Type 4 (advisory) and Type 9 (asset management) licenses, Huobi offers private virtual asset funds to professional investors. It uses segregated portfolios, third-party custody compliant with SFC guidelines, and integrates data across CeFi and DeFi platforms for accurate performance measurement.

U.S. Public Fund: ProShares Bitcoin ETF (BITO)

ProShares launched the first U.S.-approved Bitcoin-linked ETF in 2021. While it doesn’t hold spot Bitcoin directly, it tracks price movements using futures contracts. As a public fund, it must disclose daily NAVs, maintain liquidity via market makers, and comply with SEC regulations—including investor protection measures and regular audits.

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Key Operational Components of Running a Crypto Fund

Operating a cryptocurrency fund involves two core pillars: investment management and compliance infrastructure.

The Buy-Side Workflow

  1. Obtain Regulatory Approval
    Jurisdictions like Hong Kong require formal licensing (e.g., SFC virtual asset manager license), while offshore hubs like the Cayman Islands offer faster setup through specialized legal and administrative partners.
  2. Define Fund Terms
    Draft offering documents specifying investment scope, strategy, fee structure (management + performance fees), redemption frequency (monthly/quarterly), and valuation methodology.
  3. Raise Capital
    Accept subscriptions in fiat (USD), stablecoins (USDT/USDC), or major cryptocurrencies. Most funds use USD as base currency for NAV calculation. Custody solutions range from exchange-based wallets to institutional custodians like Fireblocks or Coinbase Custody.
  4. Daily Operations

    • Subscription & Redemption Processing
    • Trade Execution via manual, algorithmic, or automated systems
    • Risk Monitoring: Track metrics like drawdown, exposure, VaR, liquidation risk
    • Fee Calculations & Distributions
    • Regulatory Reporting: Daily/weekly risk reports, transaction logs for auditors
  5. Fund Wind-Down
    Finalize investor redemptions, close trading accounts, settle obligations.

Third-Party Service Providers


Core Challenges in Crypto Fund Management

Despite growing maturity, crypto funds face unique hurdles:

To overcome these, leading firms adopt integrated portfolio management systems (PMS) that unify trading, risk, accounting, and reporting.

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Frequently Asked Questions

Q: What’s the difference between a crypto hedge fund and an ETF?
A: A hedge fund typically operates as a private investment vehicle with fewer disclosure requirements, targeting accredited investors. An ETF is publicly traded, offers daily liquidity, and must adhere to strict regulatory standards including daily NAV publication.

Q: Can crypto funds invest in both CeFi and DeFi?
A: Yes. Many modern funds allocate capital across centralized exchanges (for liquidity) and decentralized protocols (for yield opportunities). However, DeFi investments introduce smart contract and impermanent loss risks.

Q: How are crypto fund fees calculated?
A: Most follow the “2-and-20” model: 2% annual management fee on AUM plus 20% of profits above a high-water mark. Some use hurdle rates or tiered structures based on performance.

Q: Is it possible to automate crypto fund accounting?
A: Yes. Advanced PMS platforms automatically ingest trade data from APIs, calculate positions and P&L across assets, reconcile wallets, and generate audit-ready reports—reducing manual errors.

Q: What role does custody play in fund compliance?
A: Secure custody is foundational. Regulators require clear segregation of client assets. Institutional custodians provide insurance, multi-signature wallets, and integration with fund accounting systems.

Q: Are there global standards for crypto fund valuation?
A: Not yet universally adopted. However, frameworks from regulators like the SEC and SFC emphasize fair value measurement using reliable pricing sources and transparent methodologies.


Conclusion

Cryptocurrency funds represent a dynamic evolution of asset management—one that blends financial engineering with cutting-edge technology. Whether pursuing passive exposure or sophisticated alpha strategies, success depends on clear structuring, regulatory alignment, and powerful operational infrastructure.

As the ecosystem matures, the line between traditional finance and digital assets continues to blur—creating new opportunities for innovation, efficiency, and investor access.